NEWSLETTER

AML & Regulatory Compliance News

Regulatory compliance news, ideas, education and updates for financial institutions

For more information on the topics in this newsletter or to learn more about our services, contact Rob Farling, national leader of AML and regulatory compliance.

Regulatory updates

OCC issues bulletin clarifying Community Reinvestment Act

OCC provides clarification regarding how examiners evaluate and communicate bank performance under CRA to promote consistency and efficiency.
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Promoting economic growth and enhanced consumer protection

What you need to know about the Economic Growth, Regulatory Reform Relief and Consumer Protection Act (S. 2155).

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FINRA relies on disclosure of digital asset to understand involvement

FINRA provides a regulatory notice to members and affiliates urging disclosure of activities related to the digital asset marketplace.

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Specialty content for financial institutions

Strong compliance management can address correspondent bank risks

Along with robust due diligence, a compliance management program is essential to stay on top of emerging correspondent banking risks.

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Specialty cybersecurity report

RSM US Middle Market Business Index: Cybersecurity Special Report

The age of big data translates to even bigger risk for businesses of all sizes, but middle market companies are particularly vulnerable.
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